Monday, January 6, 2014

Ayn Rand’s Atlas Shrugged and Objectivism: A Critical Review

It took me a record number of weeks to finish this monumental piece of work, which is a dense tome of 1070 pages. In the middle of the book I faced a 67-pages long diatribe of a speech by the lead character, which challenged my patience and made me pause for several weeks. When I eventually finished it, I was at loss of words how to describe it. Is it one of the best or the worst books I ever read? Is there a way it could be both? I knew that if I totally dismiss it, it would be at my own cost since the book clearly comes from an inspired writer who knows what she is talking about. But if I accept the book, I would not remain myself any longer since some of its core principles are the total opposites of my (or any human’s) values. There is no doubt Atlas Shrugged is a divisive text. In this review I will try to see the source of these contradictions.



Atlas Shrugged is too big to summarize, so I will touch upon its themes rather than reviewing its plot. In this book, Ayn Rand sets out to defend capitalism, which perhaps makes her one of the most vocal guardians of the system. It tells a story of an America that is slowly degenerating, bedeviled by the plague of communism. The government, full of corrupt ‘looters’, draws the blood out of the economy through its intricate web of regulations and nepotism. Exasperated, rational and freedom-loving industrialists under the leadership of John Galt go to exile to form their own free system, thus letting the national economy fall into pieces. By way of a fictitious story, the book delivers strong arguments about the merits of free-markets, the inefficiency of government, the ideals of reasoning individuals, and the rewards of work. It essentially lays out Ayn Rand’s Objectivist thinking, a full-fledged philosophy of how a man and the world should be.

Perhaps one of the best qualities of the author is her fierceness and the precision of her language. Of course her fiery spirit makes her extremely radical and divisive, but it gives her language a power you do not see elsewhere. She attacks Communism and Religion, which she calls ‘the two mystics - the mystics of spirit, and the mystics of muscle’- with a consistent and dramatized tenacity. Ayn Rand’s unmistakably polemical writing style is both her biggest and worst quality[1].

If Atlas Shrugged were a mere work of fiction, I would pass it by having learned many things, but ignoring the rest as harmless fantasy. However, Objectivism is presented as a serious thought system, forcing me to articulate where my views differ. The biggest problem of the book is that it is a caricature of a human story. The protagonists (who are Objectivist heroes) are ridiculously ‘good,’ and the antagonists, especially the communists but also the broad masses, are depicted as sniveling and impotent savages. Objectivism by definition allows no degree of freedom for individual opinions, making it very suffocating and dogmatic[2].

Objectivism and Its Competitors  
Objectivism offers an alternative view of a just system that competes with established views such as Religion (Christianity), Communism, and Utilitarianism. In a layman’s words, the difference between Objectivism and these three can be described as follows.

Objectivism: A just system is based on the truth. For example, it is not just for the government to impose income tax to subsidize the poor since in truth all income belongs to the person who earned it.

Religion: A just system is based on the good. For example, individuals are urged to give alms to the poor because being good is a virtue rewarded by God.

Utilitarianism: A just system is that which maximizes the total utility (happiness) of the relevant group of people. Justice is thus evaluated by its consequences, not by its truthfulness or goodness. For example, it is just to impose income tax and subsidize the poor if doing so increases aggregate welfare (security, happiness).

Communism: A just system is that which gives everyone equal opportunities i.e. “satisfying work, and fair share of the product.”  All resources that determine production (land, labor, capital) should thus be commonly owned.

Objectivism contrasts with Christianity, Utilitarianism and Communism due to its staunch emphasis on individual freedom[3]. Since reality is objectively experienced by the individual, it has no aggregate equivalent at societal level. Thus Objectivism sees no place for a government with authority to enact and enforce a law on behalf of the community. Utilitarianism, in contrast, assumes that individual utilities can be summed up at societal level so that a government working for society also maximizes individual utilities. Communism is similar to utilitarianism except for its emphasis on communal ownership of resources.

Modern Western practice of politics and political economy is based on the Utilitarian theory that seeks to maximize welfare of the population of the country. Politically, utilitarianism is the underpinning of democracy, “a government of the people by the people for the people.” Economically, it calls for consumption maximizing policies at country level (and hence the GDP fetish).

The Good vs. the True
If you look closer, the abovementioned definitions of justice are partly based on what constitutes reality (i.e. is it God-given, or self-experienced? Is it individual or communal?) Equally importantly, however, they are also based on certain underlying assumptions of human behavior.

In broad terms, Christianity is based on the assumption that humans are essentially spiritual beings whose purpose is to be divine like their creator. Since the creator is said to be benevolent, a very important goal of human existence is to develop the virtue of being good. Objectivism, on the other hand, states that man is a being “with his own happiness as the moral purpose of his life, with productive achievement as his noblest activity, and reason as his only absolute.” Objectivism thus contends that maximizing happiness is a man’s purpose. In this aspect, Objectivism is similar to Communism and Utilitarianism.

What is a noble man? In Christianity he is the good man, the saint. In Objectivism, he is the most productive citizen[4]. In a way, it does not appear that the two are mutually exclusive. Why can it not be that a noble man is both good and productive? It can even be said that these two are indivisible elements of a human being, which are often described as feminine and masculine (or yin and yang) aspects of man. A human being has the motherly nature of being caring and gentle, and the fatherly nature of being purposeful and productive. The motherly side sees man’s potential to achieve before it is actualized, and nurtures him towards it; the fatherly aspect oversees the realization of the potential, rewarding its achievement and penalizing its failure. These two can be seen as two halves of the circle that make a human being.

In valuing only achievement, Ayn Rand takes only half of what makes a human being, and stretches it painfully to make an unseeming full circle. As much as her theory beautifully elucidates one half of human nature, our ability to achieve, it not only ignores our softer side, but also misinterprets, and caricatures it. As a result, the book reads as a work of a genius, but one whose mind is somehow awkwardly skewed.

The Opposite of Communism
It is unmistakable that Ayn Rand envisioned her theory of Objectivism as the antithesis of Communism, from which she suffered firsthand growing up in Russia. The two social theories advocate opposite views of social organization; Communism is based on collectivization whereas Objectivism strongly rejects the notion of a collective will[5].

In calling for collective ownership of production factors, Marx was envisioning to eliminate class division which he considered to be unnatural and alienating. He argued that humans are more collaborators than competitors, so that collective production is both natural and more efficient. Communism was supposed to eliminate classes thus totally undoing the source of class struggle and exploitation. The underlying principle was “to each according to his needs, from each according to his ability.” In contrast, Objectivism saw individual achievements as the final expression of freedom of action and thought. The most just system is one totally based on market-based relationship – i.e. laissez faire capitalism with virtually no government role[6].

In truth, both Communism and Objectivism are based on behavioral assumptions about certain groups of people. Communism seeks to empower the proletariat because it considers the bourgeoisie exploitative.  Behind the elaborate façade that tries to give a different impression, Objectivism basically makes the opposite assumption. Capitalists are pictured as principled and knowledgeable of the value of their life, whereas the masses are parasitic, irresponsible and irrational[7]. Similarly politicians are depicted as opportunistic, so that any organized government would be rotten from top to bottom. The only acceptable form organization is through trade in the market, as exemplified by her idealized state of Atlantis.

Atlas Shrugged lacks the nuanced reasoning you expect from a philosophic text. It also fails to capture the complexity of the human spirit, and the subjectivity of human experience, something you would expect from a work of fiction. As a result, it reads more like a religious document than a work of philosophy or fiction[8].

The Romantic Realist
Ayn Rand describes herself as a romantic realist, and in fact her book has many romantic elements. It is fitting to conclude by citing one of the most beautiful parts of the book, a recital about love by Dagny Taggart, Vice-President of the Taggart Intercontinental Railways.

---

You, whom I have always loved and never found
You, whom I expected to see
At the end of the rails beyond the horizon
You, whose presence I had always felt
In the streets of the city
And whose world I had wanted to build
It is my love for you that had kept me moving
My love and my hope to reach you
And my wish to be worthy of you
On the day when I would stand before you
Face to face
But, what is left of my life will still be yours
And, I will go on in your name
Even though it is a name I'm never to pronounce
I will go on serving you
Even though I am never to win
I will go on, to be worthy of you
On the day when I would have met you,
Even though I won't
I will fight for it, even if I have to fight against you
Even if you damn me as a traitor
Even if I am never to see you again.

~ Atlas Shrugged (style is edited)




[1] Note the following polarized remark by the main protagonist, John Galt: "There are two sides to every issue: one side is right and the other is wrong, but the middle is always evil. The man who is wrong still retains some respect for truth, if only by accepting the responsibility of choice. But the man in the middle is the knave who blanks out the truth in order to pretend that no choice or values exist... In any compromise between food and poison, it is only death that can win. In any compromise between good and evil, it is only evil that can profit.”

[2] This makes Objectivism a very static philosophy. Philosopher Leonard Peikoff, himself a pioneer of Objectivism, has described objectivism as a "closed system" that is not subject to change (see Peikoff, Leonard. "Fact and Value").

[3] In addition, Objectivism contrasts with Christianity due to its assertion that reality is objectively experienced, and is not God-given (an underlying basis of the US constitution).

[4] Francisco d’Anconia, one of the Objectivist heroes in Atlas Shrugged, speaks thus: “There's nothing of any importance in life - except how well you do your work. Nothing. Only that. Whatever else you are, will come from that. It's the only measure of human value. All the codes of ethics they'll try to ram down your throat are just so much paper money put out by swindlers to fleece people of their virtues. The code of competence is the only system of morality that's on a gold standard.”

[5] The most sacred oath of Objectivists in Atlas Shrugged is “I swear, by my life and my love of it, that I will never live for the sake of another man, nor ask another man to live for mine.”

[6] The outcome would be an extremely class-based society which Marx set out to eliminate. Even in the book’s fictional world, super-genius oligarchies dominate all aspects of life. This rightfully gives the impression that Rand is an elitist. Perhaps to compensate for this, the book starts with the story of Eddie Willers who is more of a normal person although he is soon overshadowed by the super-heroine Dagny Tagaart.

[7] In a sense, it is based on the real failed experience of Communism in Eastern Europe. The negative portrayal of the masses, for example, is to underscore why revolution-based Marxism would be irrational. But as a consequence, Ayn Rand also appears to view democracy, a government by the people, unacceptable because ‘the people’ in her view can be ignorant. At some point in her text, for example, she describes the masses as half-savage: "We [i.e. Galt and other heroes of the book] are the men who reach that day [i.e. that level of understanding]; you [the audience, or the masses] are the men who choose to reach it partly; a savage is a man who never does.” In his speech Galt also ridicules the masses for assuming the role of a king maker: "you [the masses] are incompetent to run your own life, … but able to judge politicians and to vote them into jobs of total power over arts you have never seen, over sciences you have never studied, over achievements of which you have no knowledge….”  

[8] The storyline of Atlas Shrugged has a parallel with a religion, complete with its God (capitalism), Devil (Communism), caring angels (Dagne), Fighting Angels (Ragnar Danneskjöld), Heaven (Atlantis), Hell (Earth). Dagne’s crash landing in Atlantis is very similar with the life after death religions preach. She of course confronts death and prevails over it, reminding us of Jesus.